Start your next career

If you are committed to providing excellent customer service and have strong communication and negotiation skills, we would love to hear from you.

Man working and reading documents
{

How do you become a financial advisor?
Intensive DipFA® Training

To become a financial adviser in the UK, you must hold a minimum of a Level 4 qualification in financial advice that is recognised by the Financial Conduct Authority (FCA). This is the essential first step to becoming a regulated adviser.


After you have completed your Level 4 qualification, you must also obtain Competent Adviser Status (CAS) and register as an "approved person" with the FCA to legally provide financial advice. Our network New Leaf Distribution, offer training and support to help new advisers achieve their qualifications and CAS. They provide resources, training programmes, and a supportive environment to help you build your career in the industry

 

Here are the key qualifications you can pursue to meet this requirement:

  • Diploma for Financial Advisers (DipFA)
  • Diploma in Regulated Financial Planning
  • Investment Advice Diploma (IAD)

Diploma for Financial Advisers (DipFA)

Offered by the London Institute of Banking & Finance (LIBF), this diploma focuses on financial planning, investment strategies, risk management, and ethical practices.

Diploma in Regulated Financial Planning

Provided by the Chartered Insurance Institute (CII), this is another widely recognised qualification that covers core financial planning areas.

Investment Advice Diploma (IAD)

The Chartered Institute for Securities & Investment (CISI) offers this qualification, which is often preferred by those looking to specialise in investments.

This website uses cookies to improve your experience. We'll assume you're ok with this, but you can opt-out of non-essential cookies if you wish.

By using our site you consent to cookies.